Compliance & Risk

Licensing, legal exposure, contracts, referral vs brokering boundaries.

4 threads

M

E&O insurance — what coverage do you carry and who do you use?

Getting ready to expand my business and my attorney recommended reviewing my E&O coverage. Currently have a $1M policy through a general business insurer. Is that enough? Anyone have recommendations for insurers who specialize in mortgage broker E&O?

Marvin Gibbsbroker
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about 1 month ago
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3
111
0
N

Predatory lending accusations — how do you protect yourself?

I had a borrower threaten to report me for "predatory lending" after their deal went sideways (not my fault — they couldn't execute the business plan). I know I did nothing wrong but it scared me. What documentation and practices do you have in place to protect yourself from these kinds of accusations?

Nate Hoffmanbroker
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about 1 month ago
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4
105
0
T

State licensing — which states are the most complex to get licensed in?

I'm looking to expand into more states. Currently licensed in 5. Which states have the most complex licensing requirements for commercial mortgage brokers and which are the easiest? Any states to avoid?

Tamara Vossbroker
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6 months ago
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4
139
0
T

Licensing requirements for private money brokers — state-by-state confusion

This is something I've been researching for months and I'm still confused. Licensing requirements for private money brokers vary wildly by state. Some states require a mortgage broker license for commercial bridge loans, others don't. Some have specific private money exemptions. I'm currently licensed in FL, TX, and GA. Looking to expand to CO, AZ, and NC. Anyone have experience with these states specifically? And does anyone have a good resource for tracking state licensing requirements?

Thomas Blackwellbroker
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9 months ago
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4
342
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